William Louis Herford

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 04/2020
  Triad Advisors, Inc.
  Norcross, GA
• 05/2020 → Present
  Arkadios Capital
  Atlanta, GA
• 05/2020 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2014-04-24 → 2020-05-01
  Triad Advisors Llc
  Charlotte, NC
  Atlanta, GA
• 2007-10-30 → 2014-04-18
  New England Securities
  Charlotte, NC
  Charlotte, NC
• 2002-10-14 → 2006-12-31
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1)Exclusive Financial Resources, LLC; investment related; 3420 Toringdon Way, Ste 100, Charlotte, NC 28277; marketing and operations for my securities business; owner/president; 10/1/2018; 35 hrs/month; 5 hrs during trading; marketing through CRM Redtail, seminars, webinars, client appreciation events, trade shows, management of staff and operations

Exams

• S66 Uniform Combined State Law Examination
  2017-01-25
• S63 Uniform Securities Agent State Law Examination
  2001-09-04

Designations

• Chartered Financial Consultant

Other Names

• Louis Herford
• W Louis Herford
• W L Herford