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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-03
  • CA RA
    APPROVED
    Since 2017-11-03

Branch Locations

600 Pollasky Avenue, Clovis, CA 93612 • United States

Friant, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Fresno CA 03/1996 11/2017
Raymond James Financial Services, Inc. Fresno CA 11/2017 Present
Raymond James Financial Services Advisors Inc. Clovis CA 11/2017 Present
Community West Clovis CA 11/2017 Present
  • 03/1996 → 11/2017
    Investment Centers Of America, Inc.
    Fresno, CA
  • 11/2017 → Present
    Raymond James Financial Services, Inc.
    Fresno, CA
  • 11/2017 → Present
    Clovis, CA
  • 11/2017 → Present
    Community West
    Clovis, CA
Previous Registrations
  • 1990-07-09 → 2017-11-02
    Investment Centers Of America, Inc.
    Clovis, CA
    Clovis, CA
    Fresno, CA
    Madera, CA
    Oakhurst, CA
    Prather, CA
    Visalia, CA
    Madera, CA
    Fresno, CA
    Kerman, CA
    Oakhurst, CA
    Modesto, CA
    Modesto, CA
    Stockton, CA
    Merced, CA
    Lodi, CA
    Tracy, CA
    Prather, CA
Other Businesses

(1)Name of Business: Address: 27390 El Lado, Friant, CA, 93626, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/16/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's business. We own the cabin jointly (2)Name of Business: Central Valley Investment Services Inc. Address: 27390 El Lado Rd, Friant, CA, 93626, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/07/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Broker and manager (3)Name of Business: lawless Address: 600 Pollasky Ave, Clovis, CA, 93612-1838, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 09/18/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Over see account with my dad and make trading recommendations as the trustee and broker on the account (4)Name of Business: Toyon Rental Address: 27390 el lado, friant, CA, 93526, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife runs the business of Air bnb overnight rental of our cabin

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-07-09
  • S63 Uniform Securities Agent State Law Examination
    1990-07-09

View on SEC IAPD

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