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Barbara R Key

Sanctuary Advisors, LLC

Miami, FL

Raleigh, NC

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-07
  • NC RA
    APPROVED
    Since 2022-01-07

Branch Locations

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

727 W Hargett Street Suite 211, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 08/2015 12/2021
Sanctuary Securities, Inc. Raleigh NC 01/2022 Present
Santuary Advisors Llc Raleigh NC 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-29
S63 Uniform Securities Agent State Law Examination 1993-08-12
  • S66 Uniform Combined State Law Examination
    2016-02-29
  • S63 Uniform Securities Agent State Law Examination
    1993-08-12
Other Names
  • Barbara Ann Rubal
  • Barbara Rubal Key

View on SEC IAPD

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