Kathleen Mcinerney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1996-02-05

TX RA
APPROVED

Since 1996-02-05

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Dallas	TX	01/1996	Present
Energy Advisors	Dallas	TX	08/1996	Present

01/1996 → Present

Lpl Financial, Llc

Dallas, TX
08/1996 → Present

Energy Advisors

Dallas, TX

Other Businesses

(1) 02/16/2010: ENERGY ADVISERS - NOT INV REL - FAMILY BUSINESS - 1% OF TIME SPENT - DIRECTOR, NO ACTIVE INVOLVEMENT, NOT COMPENSATED. (2) 03/29/2011: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - AGENT FOR LIFE, HEALTH,DISABILITY, LONG-TERM CARE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-01
S63	Uniform Securities Agent State Law Examination	1990-08-08

S65 Uniform Investment Adviser Law Examination

1995-02-01
S63 Uniform Securities Agent State Law Examination

1990-08-08

Designations

Certified Financial Planner

Other Names

Kathleen Kish

View on SEC IAPD