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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 05/1990 | 11/2018 |
| Royal Alliance Associates, Inc. | Osterville | MA | 11/2018 | 11/2023 |
| Lpl Financial Llc | Osterville | MA | 11/2023 | Present |
1) 11/2023 - Kinsale Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 11/2023 - Kinsale Financial / Non-Variable Insurance / Inv. Related / Osterville, MA / Start date 12/01/2023 - 5Hrs per month -5% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-04 |
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