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John Christopher Mcgowan

Mml Investors Services, LLC

Southfield, MI

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-03-31
  • MI RA
    APPROVED
    Since 2016-03-31

Branch Locations

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Southfield MI 11/2010 Present
Massmutual Life Insurance Company Southfield MI 11/2010 Present
Other Businesses

NAME: JOHN MCGOWAN INV REL: Y ADDR: 3000 TOWN CENTER, SUITE 3100 SOUTHFIELD, MI 48075 NATURE: INDIVIDUAL LIFE POSITION: SALES, AGENT START: 7/1/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-23
S63 Uniform Securities Agent State Law Examination 1990-07-16
  • S65 Uniform Investment Adviser Law Examination
    2016-02-23
  • S63 Uniform Securities Agent State Law Examination
    1990-07-16
Other Names
  • John C Mcgowan

View on SEC IAPD

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