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Richmond, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Financial Corporation | Richmond | VA | 01/1994 | 09/2021 |
| Chimborazo Investment Research Llc | Richmond | VA | 05/2023 | Present |
| Norton Capital Management | Richmond | VA | 01/2022 | 03/2023 |
| Unemployed | Unemployed | VA | 10/2021 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-03 |
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