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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 12/2011 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Dallas | TX | 04/2025 | Present |
1. Notary; 13155 Noel Rd, Ste 750 Dallas TX 75240; Notary for clients if necessary; 04/04/2025; 2 hrs/year; during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-29 |
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