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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-01-09
FL RA APPROVED 2025-11-25
TX RA APPROVED_RES 2012-05-23
  • VI RA
    APPROVED
    Since 2026-01-09
  • FL RA
    APPROVED
    Since 2025-11-25
  • TX RA
    APPROVED_RES
    Since 2012-05-23

Branch Locations

200 S Biscayne Blvd, Miami, FL 33131 • United States

5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Homestead, FL • United States

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Bridgewater NJ 05/2012 Present
  • 05/2012 → Present
    Merrill Lynch
    Bridgewater, NJ
Previous Registrations
  • 2009-06-01 → 2012-05-16
    New York, NY
    Lancaster, PA
  • 2007-07-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Other Businesses

I*4759289, Entity Type: , Name of OBA: Terra Sol Home Owners Association, Address: homestead, florida, 33034, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/01/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: over see monthly meets, votes, community projects, Board Member of HOA i currently live in. No compensation, no investment advice or guidance, no access to funds

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-02
  • S66 Uniform Combined State Law Examination
    2007-07-02
Other Names
  • Scott Alan Kokie
  • Scott Kokie

View on SEC IAPD

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