Kenneth Macdonald Callan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2015-03-09
TX	RA	APPROVED_RES	2014-11-05
CA	RA	APPROVED	2008-11-07

ID RA
APPROVED

Since 2015-03-09
TX RA
APPROVED_RES

Since 2014-11-05
CA RA
APPROVED

Since 2008-11-07

Branch Locations

200 Spectrum Center Drive Suite 1800, Irvine, CA 92618 • United States

Tamarack, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Irvine	CA	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Irvine, CA

Previous Registrations

2007-04-02 → 2008-11-11

Morgan Stanley & Co. Llc

Irvine, CA
1999-06-21 → 2007-04-02

Morgan Stanley Dw Inc.

Irvine, CA

Irvine, CA

Other Businesses

CALLAN FARMS RACING / 31431 PASEO CHRISTINA SAN JUAN CAPISTRANO CA 92675 / SOLE PROPRIETORSHIP / OTHER OWNSHIP OF TWO RACE HORSES / RACE HORSE OWNERSHIP / SOLE PROPRIETORSHIP / PURCHASE A RACE HORSE / START DATE 12/01/2011.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-24
S63	Uniform Securities Agent State Law Examination	1990-08-08

S65 Uniform Investment Adviser Law Examination

1995-01-24
S63 Uniform Securities Agent State Law Examination

1990-08-08

Other Names

Kenneth M Callen

View on SEC IAPD