Randolph Bernard Autrey

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2020-11-13
NC	RA	APPROVED	2020-05-21

SC RA
APPROVED

Since 2020-11-13
NC RA
APPROVED

Since 2020-05-21

Branch Locations

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triad Advisors, Inc.	Norcross	GA	04/2014	05/2020
Arkadios Capital	Atlanta	GA	05/2020	Present
Arkadios Wealth Advisors	Atlanta	GA	05/2020	Present

04/2014 → 05/2020

Triad Advisors, Inc.

Norcross, GA
05/2020 → Present

Arkadios Capital

Atlanta, GA
05/2020 → Present

Arkadios Wealth Advisors

Atlanta, GA

Previous Registrations

2014-04-25 → 2020-05-21

Triad Advisors Llc

Charlotte, NC
2011-07-21 → 2014-04-18

New England Securities

Richmond, VA

Charlotte, NC

Charlotte, NC

Other Businesses

1)THOMPSON FINANCIAL GROUP;NOT INVESTMENT RELATED;3420 TORINGDON WAY,SUITE 100,CHARLOTTE,NC 28277;SALE OF NON VARIABLE LIFE INS,HEALTH INS,LTD,FIXED ANNUITIES,EE BENEFITS;AGENT;6/1/1991;200 HRS/MONTH;6 HRS DURING TRADING;MEETINGS WITH CLIENTS,FACT CHECKING,PROBLEM SOLVING 2)Thompson/Pratt Capital Management LLC;investment related;3420 Toringdon Way,Ste 100,Charlotte,NC 28277;financial services;agent;10/1/2018;50 hrs/month;6.5 hrs/month;producer 3)Exclusive Financial Resources,LLC;investment related;3420 Toringdon Way,Ste 100,Charlotte,NC 28277;financial services;agent;10/1/2018;50 hrs/month;6.5 hrs during trading;producer

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-28
S63	Uniform Securities Agent State Law Examination	1990-06-13

S66 Uniform Combined State Law Examination

2011-06-28
S63 Uniform Securities Agent State Law Examination

1990-06-13

View on SEC IAPD