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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-04-03 |
| TX | RA | APPROVED | 2012-04-03 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Indianapolis | IN | 03/2001 | Present |
| Morgan Stanley Smith Barney | Indianapolis | IN | 03/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. IAAF, LLC; OWNS AND RENTS A CONDOMINIUM; ADDRESS - SNOWMASS, CO; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 03/2013**
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-04 |
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