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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-19
  • TX RA
    APPROVED
    Since 2015-11-19

Branch Locations

7323 W Us Highway 90, San Antonio, TX 78227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Service Fcu San Antonio TX 11/2015 Present
Raymond James Financial Services San Antonio TX 11/2015 Present
Raymond James Financial Services Advisors Inc. San Antonio TX 11/2015 Present
Previous Registrations
  • 2014-01-21 → 2015-11-10
    San Antonio, TX
  • 2008-02-04 → 2014-01-21
    Cetera Investment Services Llc
    San Antonio, TX
    San Antonio, TX
Other Businesses

(1)Name of Business: Security Service Investment Group Address: 7323 US Hwy 90 W, San Antonio, TX, 78227, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 08/15/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Sales Assistant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 1990-05-18
  • S66 Uniform Combined State Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    1990-05-18
Other Names
  • Monique Michelle Anderson
  • Monique Anderson
  • Monique Michelle Anderson

View on SEC IAPD

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