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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-05 |
Branch Locations
1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Dallas | TX | 06/2021 | Present |
| Jpmorgan Securities Llc | Dallas | TX | 06/2021 | Present |
| Meadowbrook Family Holdings | Dallas | TX | 08/2020 | 05/2021 |
| Tregan Energy Partners | Dallas | TX | 05/2017 | 06/2020 |
| Gefen Capital | Dallas | TX | 07/2016 | 04/2017 |
| Malabar Capital Management | Dallas | TX | 07/2012 | 12/2016 |
| Texas Capital Bank | Dallas | TX | 05/2021 | 05/2021 |
| Southern Glazer'S Wine And Spirits | Dallas | TX | 11/2012 | 06/2021 |
| Malabar Capital Management, Llc | Dallas | TX | 10/2012 | Present |
Entity Name: Malabar Capital Management, LLC Investment related: Yes Address: Dallas, TX Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 10/01/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have no responsibilities and I spend zero time in connection with Malabar Capital Management. This is an LLC started in 2012 and is used by family for estate planning. Meadowbrook Family Holdings; Yes; 9338 Meadowbrook Dr, Dallas, TX 75220; Family Investment Vehicle; Minority Owner; Minority Owner; 2017; Zero; Zero; No duties related to the business. Minority owner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-14 |
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