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Stephen Matthew Weber

Vestgen Advisors, LLC

Chicago, IL

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Current Employers
Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-22
  • IL RA
    APPROVED
    Since 2024-09-22

Branch Locations

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 11/2019
Raymond James & Associates, Inc. Chicago IL 11/2019 11/2021
Wealth Management Group/Vestgen Advisors Inverness IL 09/2024 Present
Lake St Chicago IL 11/2021 09/2024
Previous Registrations
  • 2021-11-09 → 2024-09-20
    Lake Street
    Chicago, IL
  • 2019-11-21 → 2021-11-16
    Raymond James & Associates, Inc.
    Chicago, IL
  • 2012-10-01 → 2019-11-21
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2009-02-12 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
  • 2008-10-24 → 2008-10-27
    Banc Of America Investment Services, Inc.
    Chicago, IL
  • 2008-09-25 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
  • 2002-07-11 → 2003-03-26
    Morgan Stanley Dw Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-10
S63 Uniform Securities Agent State Law Examination 1994-07-15
  • S65 Uniform Investment Adviser Law Examination
    1999-02-10
  • S63 Uniform Securities Agent State Law Examination
    1994-07-15

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
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