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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-06 |
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | Present |
SUGAR BOWL SKI RESORT, NOT INV RELATED, NORDEN, CA, MOUNTAIN HOST, START 2/11/2017, 10 HOURS A WEEK, ZERO DURING TRADING, ASSISTING SKIERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-27 |
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