Paul Augustine Dau

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 06/2017
  Td Ameritrade
  Salt Lake City, UT
• 07/2017 → Present
  Financial Engines Advisors L.L.C.
  Salt Lake City, UT

Previous Registrations

• 2012-06-05 → 2017-06-21
  Td Ameritrade, Inc.
  Draper, UT
  Draper, UT
  Omaha, NE
• 2012-06-05 → 2017-06-21
  Td Ameritrade Investment Management, Llc
  Draper, UT

Exams

• S66 Uniform Combined State Law Examination
  2012-05-25
• S63 Uniform Securities Agent State Law Examination
  1990-06-06

Designations

• Certified Financial Planner