Theresa Marie Engle

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1994 → 09/2018
  Orba Financial
  Gold River, CA
• 07/2015 → Present
  Thera Engle, Cws Financial Services
  Avondale, AZ
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Avondale, AZ
• 11/2018 → Present
  Osaic Wealth, Inc.
  Avondale, AZ

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Avondale, AZ
  Nashville, TN
• 2000-01-13 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Gold River, CA
  Avondale, AZ
  Gold River, CA
  Avondale, AZ

Other Businesses

1. INNOVATIVE FINANCIAL GROUP, LLC POSITION: Investment Advisor Representative NATURE: It is a DBA name which I have already submitted and received approval. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2017 ADDRESS: 11003 W. Monte Vista Road, Avondale AZ 85392, United States DESCRIPTION: Sales and Marketing for securities, investment advisory and insurance products 2. THERA ENGLE, CWS POSITION: IAR NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/23/2015 ADDRESS: 11003 W Monte Vista Road, Avondale AZ 85392, United States DESCRIPTION: Sales and Marketing for Securities, Investment Advisory and Insurance Products, Planning, Advisory, Securities, 3. FIXED INSURANCE POSITION: sales NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/18/1990 ADDRESS: 11003 W Monte Vista Road, Avondale AZ 85392, United States DESCRIPTION: Sales and.Marketing for fixed annuities and non-variable insurance 4. TME-CWS, LLC POSITION: Officer, Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/04/2026 ADDRESS: 11003 West Monte Vista Road, Avondale AZ 85392, United States DESCRIPTION: Business name LLC for tax filing, hiring an EE and paying for expenses, taxes etc.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-29
• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1996-05-03

Other Names

• Thera Fibich
• Theresa Marie Fibich
• Theresa Marie Fibich