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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-18 |
| TX | RA | APPROVED | 2022-11-17 |
Branch Locations
1600 Golf Rd Ste 1200, Rolling Meadows, IL 60008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Arlinghton Heights | IL | 07/2015 | 11/2022 |
| Securities America Advisors | Arlington Heights | IL | 07/2015 | 11/2022 |
| Lpl Financial Llc | Arlington Heights | IL | 11/2022 | Present |
1) 10/2022- HERRMANN FINANCIAL GROUP - DBA for LPL Business (entity for LPL business)- inv. related- Arlington Heights, IL 2) 10/2022- Herrmann Financial Group -Non-Variable Insurance- Agent selling Fixed whole and term life, disability income, health and long-term care, guardian life and CBS- inv. related- Arlington Heights, IL- start date 10/19/2022- 22hrs/mth 3) 10/30/2025 - HERRMANN FINANCIAL GROUP, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/27/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-03-12 |
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