Robert Martin Herrmann

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2022
  Securities America Inc
  Arlinghton Heights, IL
• 07/2015 → 11/2022
  Securities America Advisors
  Arlington Heights, IL
• 11/2022 → Present
  Lpl Financial Llc
  Arlington Heights, IL

Previous Registrations

• 2015-07-15 → 2022-11-17
  Securities America Advisors, Inc.
  Arlington Heights, IL
• 2010-04-22 → 2015-07-20
  Park Avenue Securities Llc
  Arlington Heights, IL
  Glenview, IL
  Arlington Heights, IL
  Arlington Heights, IL

Other Businesses

1) 10/2022- HERRMANN FINANCIAL GROUP - DBA for LPL Business (entity for LPL business)- inv. related- Arlington Heights, IL 2) 10/2022- Herrmann Financial Group -Non-Variable Insurance- Agent selling Fixed whole and term life, disability income, health and long-term care, guardian life and CBS- inv. related- Arlington Heights, IL- start date 10/19/2022- 22hrs/mth 3) 10/30/2025 - HERRMANN FINANCIAL GROUP, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/27/2025 - 0 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-03-12

Designations

• Chartered Financial Consultant