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Anthony Charles Magnotta

Cetera Investment Advisers LLC

Mantua, NJ

CRD 2062381

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-12
TX RA APPROVED_RES 2020-11-12
  • NJ RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2020-11-12

Branch Locations

295 Bridgeton Pike, Mantua, NJ 08051 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mantua Investment & Insurance Mantua NJ 07/1998 Present
First Allied Securities, Inc. Mantua NJ 05/2008 09/2022
First Allied Advisory Services,Inc. Mantua NJ 05/2008 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Mantua NJ 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 07/1998 → Present
    Mantua Investment & Insurance
    Mantua, NJ
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    Mantua, NJ
  • 05/2008 → 11/2020
    First Allied Advisory Services,Inc.
    Mantua, NJ
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Mantua, NJ
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-16 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Mantua, NJ
  • 2002-06-13 → 2007-01-16
    Ffp Advisory Services Inc
    Mantua, NJ
Other Businesses

1. INSURANCE - AGENT; START 3/7/08 2. BAM LLC - MEMBER; START 3/7/08 3. LANDOLFI & MAGNOTTA - PARTNER; START 3/7/08 4. ACM FINANCIAL SERVICES INC; 295 BRIDGOTON PIKE MANTUA NJ 08051; DBA; START-04/02/03; 5 DAYS A MONTH 5.RITTER INSURANCE MARKETING; AGENT; START DATE 05/01/2020; 160 HOURS PER MONTH 6. DMI MARKETING, INC.; AGENT; INSURANCE; START DATE: 08/27/2020; 160 HOURS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-05
  • S63 Uniform Securities Agent State Law Examination
    1991-07-05
Designations
  • Chartered Financial Consultant
Other Names
  • Tony Magnotta
  • Anthony C Magnotta

View on SEC IAPD

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