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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mantua Investment & Insurance | Mantua | NJ | 07/1998 | Present |
| First Allied Securities, Inc. | Mantua | NJ | 05/2008 | 09/2022 |
| First Allied Advisory Services,Inc. | Mantua | NJ | 05/2008 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Mantua | NJ | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. INSURANCE - AGENT; START 3/7/08 2. BAM LLC - MEMBER; START 3/7/08 3. LANDOLFI & MAGNOTTA - PARTNER; START 3/7/08 4. ACM FINANCIAL SERVICES INC; 295 BRIDGOTON PIKE MANTUA NJ 08051; DBA; START-04/02/03; 5 DAYS A MONTH 5.RITTER INSURANCE MARKETING; AGENT; START DATE 05/01/2020; 160 HOURS PER MONTH 6. DMI MARKETING, INC.; AGENT; INSURANCE; START DATE: 08/27/2020; 160 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-05 |
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