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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-12 |
| CA | RA | APPROVED | 2014-09-03 |
Branch Locations
3554 Round Barn Blvd Suite 200, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Santa Rosa | CA | 12/2013 | Present |
1. Kirk Buckman Electric, Inc. dba KB Electric; 2020 San Miguel Ave, Santa Rosa, CA 95403; Electrical Contracting; Secretary; running payroll, paying quarterly taxes, minimal bookkeeping; 01/26/2019; 1.00 Hour(s) Per Week; Not during securities trading hours; Not Investment-Related 2. Notary Public; 585 Fiscal Dr, Santa Rosa, CA 954403; Notary Services; 03/16/2023; 6 Hours per Year; During securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-14 |
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