Michael Hayden Mullane

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 06/2021
  Jp Morgan Securities Llc
  Corona Del Mar, CA
• 01/2016 → 06/2021
  Jp Morgan Chase Bank
  Corona Del Mar, CA
• 07/2021 → 04/2024
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 06/2021 → 04/2024
  Wells Fargo Bank, Na
  Newport Beach, CA
• 04/2024 → Present
  Lpl Financial
  Los Angeles, CA
• 04/2024 → Present
  California Bank And Trust
  Los Angeles, CA

Previous Registrations

• 2021-08-13 → 2024-05-01
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Newport Beach, CA
• 2016-03-02 → 2021-07-07
  J.P. Morgan Securities Llc
  Corona Del Mar, CA
• 2015-10-08 → 2016-02-04
  Mml Investors Services, Llc
  Newport Beach, CA
• 2015-06-03 → 2015-08-19
  Glacier Point Advisors, Llc
  Tustin, CA
• 2015-05-11 → 2015-06-22
  Vygr Digital Securities, Llc
  Irvine, CA
• 2013-04-10 → 2015-04-09
  Vygr Digital Securities, Llc
  Irvine, CA

Other Businesses

1. 04/26/2024- California Bank and Trust Wealth Advisors- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 04/25/2024- Notary- CA 90067- 30mins per mnth- Start Date 05/27/2022 3. 04/25/2024- MARKEN PARTNERS LLC- Real Estate Rental- CA 90067- Start Date 05/01/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-09
• S63 Uniform Securities Agent State Law Examination
  1999-03-30

Other Names

• Mike Mullane
• Michael Hayden Mullane
• Michael H Mullane