Chris A. Luttman

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-31
CO	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

7565 West Bell Road, Peoria, AZ 85382-3829 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Key Investment Services	Highlands Ranch	CO	03/2015	03/2017
Key Investment Services	Highlands Ranch	CO	03/2017	08/2017
Key Investment Services	Highlands Ranch	CO	08/2017	04/2019
U.S. Bancorp Investments, Inc.	Aurora	CO	04/2019	03/2022
Fidelity Investments	Lone Tree	CO	03/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-04-21 → 2025-03-31

Fidelity Personal And Workplace Advisors

Lone Tree, CO
2019-04-22 → 2022-03-02

U.S. Bancorp Investments, Inc.

Arvada, CO

Arvada, CO

Wheat Ridge, CO

Aurora, CO

Aurora, CO

Aurora, CO

Lakewood, CO

Aurora, CO

Aurora, CO
2015-03-20 → 2019-04-29

Key Investment Services Llc

Denver, CO

Highlands Ranch, CO
2014-11-14 → 2015-03-27

Bancwest Investment Services, Inc.

Fraser, CO

Aurora, CO

Centennial, CO

Centennial, CO

Greenwood Village, CO

Aurora, CO

Aurora, CO

Kremmling, CO

Craig, CO

Littleton, CO

Breckenridge, CO

Frisco, CO

Steamboat Springs, CO
2013-09-23 → 2014-11-19

Bok Financial Securities, Inc.

Denver, CO
2013-10-22 → 2013-10-25

Personal Capital Advisors Corporation

Denver, CO
2005-07-07 → 2013-03-12

Tiaa-Cref Individual & Institutional Services, Llc

Phoenix, AZ

Glendale, CO

Denver, CO

Denver, CO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-29
S63	Uniform Securities Agent State Law Examination	1990-07-02