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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-11-15
  • IL RA
    APPROVED
    Since 2006-11-15

Branch Locations

North Aurora, IL • United States

1411 Opus Place, Downers Grove, IL 60515 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Downers Grove IL 10/2006 Present
Timothy Regan Appleton WI 11/2014 02/2017
Thrivent Financial - Brian Anderson Appleton WI 02/2017 Present
  • 10/2006 → Present
    Downers Grove, IL
  • 11/2014 → 02/2017
    Timothy Regan
    Appleton, WI
  • 02/2017 → Present
    Thrivent Financial - Brian Anderson
    Appleton, WI
Other Businesses

AMAZON SORTATION CENTER POSITION: Part-time Warehouse Associate NATURE: Facility receives truck deliveries of packages, then sorts, and loads trucks for move to other facilities and post offices. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2019 ADDRESS: 16825 Churnovic Ln, Crest Hill IL 60441, United States DESCRIPTION: Unload in-bound trucks, move, and load out-bound trucks.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-25
S63 Uniform Securities Agent State Law Examination 1993-05-03
  • S65 Uniform Investment Adviser Law Examination
    2006-10-25
  • S63 Uniform Securities Agent State Law Examination
    1993-05-03

View on SEC IAPD

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