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Michael S Walsh

J.P. Morgan Securities LLC

Huntington Station, NY

CRD 2060982

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-24
TX RA APPROVED_RES 2012-10-01
  • NY RA
    APPROVED
    Since 2021-11-24
  • TX RA
    APPROVED_RES
    Since 2012-10-01

Branch Locations

55 W. Jericho Turnpkie, Huntington Station, NY 11746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Huntington Station NY 05/1994 Present
J.P. Morgan Securities Llc Huntington Station NY 10/2012 Present
  • 05/1994 → Present
    Jpmorgan Chase Bank, N.A.
    Huntington Station, NY
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Huntington Station, NY
Previous Registrations
  • 1996-06-18 → 2012-10-01
    Chase Investment Services Corp.
    Huntington Station, NY
    Melville, NY
    Melville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-23
  • S63 Uniform Securities Agent State Law Examination
    1990-08-23
Other Names
  • Michael Sean Walsh

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Huntington Station, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON STATION, NY
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