Allan Reed

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-01-19
RI	RA	APPROVED	1993-01-01

FL RA
APPROVED

Since 2023-01-19
RI RA
APPROVED

Since 1993-01-01

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

900 Se Federal Hwy, Stuart,, FL 34994 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New Bedford	MA	03/1990	Present
Bank Of America, N.A.	Providence	RI	07/2011	Present

03/1990 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Bedford, MA
07/2011 → Present

Bank Of America, N.A.

Providence, RI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-07-12

S63 Uniform Securities Agent State Law Examination

1990-07-12

Other Names

Allan Charles Reed
Allan C Reed

View on SEC IAPD