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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • OH RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

256 E Main St, New Albany, OH 43054 • United States

Centerburg, OH • United States

100 Polaris Pkwy, Westerville, OH 43082 • United States

833 S State St, Westerville, OH 43081 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Westerville OH 12/2001 02/2026
U.S. Bancorp Advisors, Llc Westerville OH 02/2026 Present
Previous Registrations
  • 2006-04-19 → 2026-02-13
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Reynoldsburg, OH
    Columbus, OH
    Columbus, OH
    New Albany, OH
    Columbus, OH
    Columbus, OH
    Lewis Center, OH
    New Albany, OH
    Columbus, OH
    Canal Winchester, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Gahanna, OH
    Pickerington, OH
    Reynoldsburg, OH
    Delaware, OH
    Westerville, OH
    New Albany, OH
    Columbus, OH
    Westerville, OH
    Worthington, OH
    Columbus, OH
    Columbus, OH
    Westerville, OH
    Columbus, OH
    Columbus, OH
    Westerville, OH
    New Albany, OH
    Westerville, OH
    Reynoldsburg, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Canal Winchester, OH
    Westerville, OH
    Reynoldsburg, OH
    Centerburg, OH
Other Businesses

1) The Tank PC, LLC; not investment-related; Columbus, OH; social club/private poker club; Member; 5/2017; 6-8 hours/month; 0 hours/trading; volunteering as needed. 2) Airbnb; Investment-related; Mount Vernon, OH; rental of vacation home; owner; homeowner; 02/01/2021; 05 hours/month; 0 hours/ trading; Some accounting activities repairs and maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-13
S63 Uniform Securities Agent State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2006-04-13
  • S63 Uniform Securities Agent State Law Examination
    2004-10-28
Other Names
  • Chris Roberts

View on SEC IAPD

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