William Christopher Franko

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27

NY RA
APPROVED

Since 2021-07-27

Branch Locations

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Babylon	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Babylon	NY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Babylon, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

Babylon, NY

Other Businesses

MULCAHY'S; NOT INV. RELATED; WANTAGH, NY; PUB AND MUSINC HALL; 32 HRS/MONTH, NOT SECURITIES HRS, START 8/10/2007. TOTAL SAFETY CONSULTING, NOT INV RELATED, BAYONNE, NJ, FIRE GUARD, START: 6/2012, 30 HOURS PER MONTH/0 DURING TRADING, DUTIES: CONSTRUCTION SITE. AMERIVENTS; NOT INV. RELATED; NEW YORK, NY; HOSPITALITY INDUSTRY; FLOOR MANAGER / BARTENDER; START DATE 7/20106; 15 HRS PER MONTH; 0 HRS DURING TRADING. LEGENDS, NOT INV RELATED, NEW YORK, NY, BARTENDER, START 10/27/2017, 15 HOURS PER MONTH, ZERO DURING TRADING, TEND BAR.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-15
S63	Uniform Securities Agent State Law Examination	1990-07-19

S65 Uniform Investment Adviser Law Examination

1997-05-15
S63 Uniform Securities Agent State Law Examination

1990-07-19