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Stephen Philip Bick

Cottingham Management Company, LLC

Carlsbad, CA

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Current Employers
Cottingham Management Company, Llc

2794 Gateway Road, Carlsbad, CA 92009 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

2794 Gateway Road, Carlsbad, CA 92009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cottingham Management Company, Llc Carlsbad CA 02/2001 Present
Boundary Acquisition Draper UT 01/2021 Present
Majella Assisted Living Carlsbad CA 04/2020 Present
The Hawaii Fudge Company Kaluhui HI 01/2014 Present
Lead Commerce Carlsbad CA 01/2010 Present
  • 02/2001 → Present
    Carlsbad, CA
  • 01/2021 → Present
    Boundary Acquisition
    Draper, UT
  • 04/2020 → Present
    Majella Assisted Living
    Carlsbad, CA
  • 01/2014 → Present
    The Hawaii Fudge Company
    Kaluhui, HI
  • 01/2010 → Present
    Lead Commerce
    Carlsbad, CA
Other Businesses

The Hawaii Fudge Company; not investment related; 310 Hukilike Street, Unit M, Kahului, HI 96732; Confectionary Production; CEO since 1/2014; Approximately 50 hours per month; some of which during securities trading hours. Majella Assisted Living; not investment related; 2794 Gateway Road, Carlsbad CA 92009; Privately held Residential Care for the Elderly facilities; Adviser to the CEO since 4/2020; Approximately 25 hours per month, some of which during securities trading hours. Boundary Acquisition; not investment related; 12441 900 E #100, Draper, UT 84020; Backpack Manufacturing; CEO since 1/2021; Approximately 50 hours per month, some of which during securities trading hours. Lead Commerce; not investment related; 2794 Gateway Road, Carlsbad CA 92009; Software as a service; Investment Manager since 1/2010; Approximately 10 hours per month, some of which during securities trading hours. Ubuntu Income and Private Equity Fund GP, LLC, not investment related, 2794 Gateway Road, Carlsbad CA 92009; General Partner of a private fund, Manager since 6/2020; Approximately 1 hour per month, some of which during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-01
  • S63 Uniform Securities Agent State Law Examination
    1990-06-01
Designations

View on SEC IAPD

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