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2794 Gateway Road, Carlsbad, CA 92009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cottingham Management Company, Llc | Carlsbad | CA | 02/2001 | Present |
| Boundary Acquisition | Draper | UT | 01/2021 | Present |
| Majella Assisted Living | Carlsbad | CA | 04/2020 | Present |
| The Hawaii Fudge Company | Kaluhui | HI | 01/2014 | Present |
| Lead Commerce | Carlsbad | CA | 01/2010 | Present |
The Hawaii Fudge Company; not investment related; 310 Hukilike Street, Unit M, Kahului, HI 96732; Confectionary Production; CEO since 1/2014; Approximately 50 hours per month; some of which during securities trading hours. Majella Assisted Living; not investment related; 2794 Gateway Road, Carlsbad CA 92009; Privately held Residential Care for the Elderly facilities; Adviser to the CEO since 4/2020; Approximately 25 hours per month, some of which during securities trading hours. Boundary Acquisition; not investment related; 12441 900 E #100, Draper, UT 84020; Backpack Manufacturing; CEO since 1/2021; Approximately 50 hours per month, some of which during securities trading hours. Lead Commerce; not investment related; 2794 Gateway Road, Carlsbad CA 92009; Software as a service; Investment Manager since 1/2010; Approximately 10 hours per month, some of which during securities trading hours. Ubuntu Income and Private Equity Fund GP, LLC, not investment related, 2794 Gateway Road, Carlsbad CA 92009; General Partner of a private fund, Manager since 6/2020; Approximately 1 hour per month, some of which during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-06-01 |
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