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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-03-25
TX RA APPROVED 2017-03-25
  • KS RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

10975 Benson Drive Suite 350, Overland Park, KS 66210 • United States

Lenexa, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Resources St. Louis MO 01/2006 03/2017
Mml Investors Services, Llc Overland Park KS 03/2017 Present
Mass Mutual Overland Park KS 07/2016 Present
  • 01/2006 → 03/2017
    Metlife Resources
    St. Louis, MO
  • 03/2017 → Present
    Overland Park, KS
  • 07/2016 → Present
    Mass Mutual
    Overland Park, KS
Previous Registrations
  • 2005-12-06 → 2017-03-25
    Msi Financial Services, Inc.
    Overland Park, KS
    Overland Park, KS
    Shawnee, KS
    Overland Park, KS
    Overland Park, KS
    Springfield, MA
    Springfield, MA
    Shawnee, KS
    St. Louis, MO
    St. Louis, MO
  • 2004-02-03 → 2005-12-31
    Metlife Investment Fund Services Llc
    Irving, TX
Other Businesses

(1) NAME: ARTHUR J RILEY JR INV REL: Y ADD: 10975 BENSON #350 OVERLAND PARK KS 66210 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH START DATE: 9/4/2019 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 (2) NAME: ARTHUR J RILEY INV REL: N ADD: PO BOX 860174 SHAWNEE KS 66210 NATURE: OCCASIONAL FREE LANCE GUITAR POSITION: MUSICIAN START DATE: 9/4/19 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 (3) NAME: ENDGAME CONSULTING, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: CONSULTING POSITION: OWNER START: 03/01/2021 NO HRS/MO: 6-8 NO HRS/MO DUR TRADING: 0 DUTIES: THIS COMPANY IS A BUSINESS CONSULTING AND EXIT PLANNING FIRM. IMPLEMENTING THE EXIT PLANNING INSTITUTE VALUE ACCELERATION PROCESS FOR BUSINESS OWNERS. (4) NAME: BLUE OCEAN SOLUTIONS, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - COMPANY HOLDS THE INTELLECTUAL PROPERTY FOR A BUSINESS CASH FLOW ASSESSMENT POSITION: OWNER START: 03/01/2021 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: NO DAILY DUTIES. OWN THE REIGHT TOA CLOUD/APP BASED PROPRIETARY BUSINESS CASH FLOW ASSESSMENT TOOL. (5) NAME: HOUSEPITALITYKC LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: PASSIVE INTEREST IN SPOUSE'S REAL ESTATE OWNERSHIP/RENTAL POSITION: LIMITED PARTNER AS BACK UP TO SPOUSE START: 08/01/2022 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-05
  • S63 Uniform Securities Agent State Law Examination
    1990-06-05
Designations

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