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Harry Arthur Mewes

Cetera Investment Advisers LLC

Waukesha, WI

CRD 2060097

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
WI RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • WI RA
    APPROVED
    Since 2014-01-21

Branch Locations

151 E St Paul Avenue, Waukesha, WI 53187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waukesha State Bank Waukesha WI 02/2000 Present
Cetera Investment Services Llc St. Cloud MN 05/2006 Present
Cetera Investment Advisers Llc Waukesha WI 01/2014 Present
  • 02/2000 → Present
    Waukesha State Bank
    Waukesha, WI
  • 05/2006 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Waukesha, WI
Other Businesses

1.) SALE OF FIXED INSURANCE PRODUCTS THROUGH WAUKESHA STATE BANK'S INSURANCE AGENCY. 2.) REFERRALS TO PRAIRIE TRUST/WAUKESHA STATE BANK WEALTH MANAGEMENT, LESS THAN 1/HR/WK;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-30
  • S63 Uniform Securities Agent State Law Examination
    1990-05-30

View on SEC IAPD

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