James Robert Fantaski

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Fantaski Financial Management
  Fresno, CA
• 12/2013 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 12/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-01-18 → 2013-12-06
  Securities America Advisors, Inc.
  Fresno, CA
• 2002-11-05 → 2006-01-26
  Wall Street Financial Group, Inc.
  Fresno, CA
• 2002-08-06 → 2002-11-22
  American General Financial Advisors, Inc.
  Fresno, CA
• 2001-06-19 → 2002-11-12
  Valic Financial Advisors, Inc.
  Fresno, CA

Other Businesses

1) INDEPENDANT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/02/2013

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-04
• S63 Uniform Securities Agent State Law Examination
  1997-06-09

Other Names

• Jim Fantaski