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Fay Duke Brownlow

Stifel, Nicolaus & Company, Incorporated

Washington, DC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2015-12-04
TX RA APPROVED 2015-12-04
VA RA APPROVED 2015-12-04
  • DC RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04
  • VA RA
    APPROVED
    Since 2015-12-04

Branch Locations

1776 I Street, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Washington DC 12/2015 Present
Previous Registrations
  • 2013-05-06 → 2015-12-04
    Barclays Capital Inc.
    Washington, DC
    New York, NY
  • 2009-06-01 → 2011-05-25
    Morgan Stanley
    Washington, DC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-05
S63 Uniform Securities Agent State Law Examination 2005-09-19
  • S66 Uniform Combined State Law Examination
    2014-05-05
  • S63 Uniform Securities Agent State Law Examination
    2005-09-19

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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