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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-30 |
| PA | RA | APPROVED | 2025-06-26 |
Branch Locations
180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States
100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anthem Securities, Inc. | Pittsburgh | PA | 05/2014 | 02/2017 |
| Hardin Compliance Consulting Llc | Wexford | PA | 03/2017 | 07/2018 |
| Morgan Stanley | Sewickley | PA | 08/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper Saint Clair | PA | 05/2025 | Present |
| Ann Taylor | Washington | PA | 09/2023 | Present |
I*: 2479269 Entity Type: For Profit Name of OBA: Ann Taylor Investment related: No Address: Washington, Pennsylvania Position: Part Time Sales Associate Start Date: 11/01/2022 Hours devoted: 10 hrs mthly Hours during trading hours: 0 Duties: Customer Service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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