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Lana Rae St.JOhn

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 2059530

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-11
CO RA APPROVED 2016-08-24
  • TX RA
    APPROVED_RES
    Since 2020-12-11
  • CO RA
    APPROVED
    Since 2016-08-24

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 04/1991 Present
Schwab Wealth Advisory Inc Lone Tree CO 08/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-22
S63 Uniform Securities Agent State Law Examination 1990-05-23
  • S66 Uniform Combined State Law Examination
    2003-01-22
  • S63 Uniform Securities Agent State Law Examination
    1990-05-23
Other Names
  • Lana Schmidt
  • Lana Rae Schmidt
  • Lana Rae Stjohn
  • Lana Rae St John

View on SEC IAPD

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