William Joseph Krivicich

Current Employers

Employment History

• 03/2015 → 08/2019
  Bruderman Asset Management, Llc
  Suffern, NY
• 03/2015 → 08/2019
  Bruderman Brothers Llc
  Suffern, NY
• 08/2019 → Present
  Kestra Investment Services, Llc
  Middletown, NY
• 08/2019 → Present
  Kestra Private Wealth Services, Llc
  Middletown, NY

Previous Registrations

• 2015-03-27 → 2019-09-19
  Gary Goldberg Planning Services
  Locust Valley, NY
• 2003-05-14 → 2015-04-23
  Gary Goldberg Planning Services Inc
  Suffern, NY

Other Businesses

Business Name: Mundi Financial Investment Related: Yes Address: 90 Crystal Run Road, Suite 101 Middletown NY 10941 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Founder of Branch/ Advisor Start Date: 8/16/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide financial planning and asset management to individuals. Needs analysis, portfolio construction, investment sections, research portfolio implementation, monitoring, and commuting to clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-10
• S63 Uniform Securities Agent State Law Examination
  1999-01-25

Designations