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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-07-30 |
Branch Locations
One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Pittsburgh | PA | 11/1993 | Present |
| Morgan Stanley Smith Barney | Pittsburgh | PA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) FABRICFREAK.COM, INC.; PRESIDENT, DIRECTOR; 9/1/05; PITTSBURGH, PA; 10 HOURS PER MONTH AFTER TRADING HOURS, 0 DURING SECURITIES TRADING HOURS** 2) EDWIN F FAY FAMILY INVESTMENTS LLC; PITTSBURGH, PA; CLERICAL RECEIPT AND DISBURSEMENT OF FUNDS AND INVESTMENT DECISIONS, RECORD KEEPING, TAX FILING, VOTING SHARES OF COMPANIES HELD; MANAGING MEMBER & 20% OWNER; ONE HOUR PER MONTH DURING TRADING HOURS; 10 HOURS AFTER BUSINESS; 06/2010** 3) LOOM; TEXTILE SALES; DIRECTOR, BOARD MEMBER; 5 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 9/2008** 4) JMF DESIGN; IMPORT AND SALE OF TEXTILES; DIRECTOR, BOARD MEMBER; 5 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 9/2005
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-03-15 |
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