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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-21 |
| GA | RA | APPROVED | 2009-02-11 |
| CA | RA | APPROVED | 2007-01-19 |
| TX | RA | APPROVED_RES | 2005-09-02 |
| OH | RA | APPROVED | 1999-08-09 |
Branch Locations
101 E Kennedy Blvd, Tampa, FL 33602 • United States
Lakewood Ranch, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pepper Pike | OH | 04/1990 | Present |
I*: 2674284 Entity Type: For Profit Name of OBA: Sea Suite Holdings, LLC Address: Longboat Key, FL 34228 Investment Related: No Position, Title, Association: Co-owner Employee Start Date: 09/15/2025 Number of Hours: 8 hrs mthly Number of Hours during trading: 0 Duties: Charter boat LLC in Longboat Key Florida
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-06 |
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