Gregory Daniel Bertagna

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-26
NJ	RA	APPROVED	2021-05-18

TX RA
APPROVED_RES

Since 2026-05-26
NJ RA
APPROVED

Since 2021-05-18

Branch Locations

766 Shrewsbury Ave #304, Tinton Falls, NJ 07724 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

766 Shrewsbury Ave Ste 304, Tinton Falls, NJ 07724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bertagna & Associates	Shrewsbury	NJ	09/1992	05/2021
Voya Financial Advisors, Inc.	Tinton Falls	NJ	01/2016	05/2021
Lpl Financial, Llc	Tinton Falls	NJ	05/2021	Present

09/1992 → 05/2021

Bertagna & Associates

Shrewsbury, NJ
01/2016 → 05/2021

Voya Financial Advisors, Inc.

Tinton Falls, NJ
05/2021 → Present

Lpl Financial, Llc

Tinton Falls, NJ

Previous Registrations

2016-01-19 → 2021-05-24

Voya Financial Advisors, Inc.

Charlotte, NC

Tinton Falls, NJ
2007-11-21 → 2015-12-31

World Investments, Llc

Red Bank, NJ

Red Bank, NJ

Tinton Falls, NJ

Lincroft, NJ

Other Businesses

1) 8/1996 - DBA for LPL Business (entity for LPL business) - DOMINION FINANCIAL GROUP, LTD - Investment Related - Tinton Falls, NJ 07724 2) 1/2016 - Non-Variable Insurance - DOMINION FINANCIAL GROUP, LTD - Investment Related - Tinton Falls, NJ 07724 3. 03/14/2025 - iwealthplan - DBA for LPL Business (entity for LPL business) - Inv Rel - 766 Shrewsbury Ave, Ste 304 - Start Date : 02/20/2025 140Hrs/Mnth 140 During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-20

S66 Uniform Combined State Law Examination

2007-11-20

Other Names

Gregory D Bertagna

View on SEC IAPD