Kristi Marie Velasquez

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Antonio, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Antonio, TX

Other Businesses

TRUSTEE FOR NEPHEW, INV RELATED; BULVERDE, TX; START 4/2007; 1-5 HR PER MONTH. TRUSTEE FOR NIECE, INV RELATED; BULVERDE, TX; START 4/2007; 1-5 HR PER MONTH. RENTAL PROPERTY; INV RELATED; BULVERDE, TX; 100% OWNERSHIP WITH SPOUSE; START 05/01/2004; NO TIME DEVOTED AND NO DUTIES IN REGARD TO THIS PROPERTY. TRUSTEE FOR SON'S TRUST (1); INV. RELATED; SAN ANTONIO, TX; START DATE 12/2021; 1 HR PER MONTH; 1 HR DURING TRADING. TRUSTEE FOR SON'S TRUST (2); INV. RELATED; SAN ANTONIO, TX; START DATE 12/2021; 1 HR PER MONTH; 1 HR DURING TRADING. V FAMILY FRANCHISE LLC, INV RELATED, SAN ANTONIO, TX, START DATE: 4/20/22, .25 HRS PER MONTH, 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-24
• S63 Uniform Securities Agent State Law Examination
  1994-03-01

Other Names

• Kristine Klinger
• Kristine Marie Klinger
• Kristine Velazquez
• Kristi Velasquez
• Kristine Marie Velasquez