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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-23 |
| KS | RA | APPROVED | 2009-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Wichita | KS | 06/2009 | Present |
| Nylife Securities Llc | Wichita | KS | 06/2009 | Present |
| Eagle Strategies Llc | Frontenac | KS | 08/2009 | Present |
| Falletti Financial | Frontenac | KS | 12/2009 | Present |
[Falletti Rentals LLC; rental property; 402 east leighton Frontenac kansas; Start Date 06/1992; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; DBA FALLETTI FINANCIAL] INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-18 |
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