James Thomas Gioia

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1990 → 09/2020
  Ameriprise Financial Services, Inc.
  Red Bank, NJ
• 09/2020 → 11/2021
  Bank Of England
  Chattanooga, TN
• 11/2021 → 10/2023
  Pronvest
  Chattanooga, TN
• 10/2023 → Present
  Lpl Financial Llc
  Hixson, TN
• 08/2025 → Present
  Stratos Wealth Partners, Ltd.
  Hixson, TN

Previous Registrations

• 2022-08-08 → 2023-06-30
  Woodson Wealth Management
  Hixson, TN
  Hixson, TN
  Ramona, CA
• 1993-07-12 → 2020-11-04
  Ameriprise Financial Services, Llc
  Red Bank, NJ
  Red Bank, NJ
  Palm Beach Gardens, FL
  Stuart, FL

Other Businesses

1) 01/10/2024 - Horizon Wealth Management - Inv related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 10/16/2023 - 160 hrs/Mo During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-10-26

Designations

• Certified Financial Planner

Other Names

• Jim Gioia
• James Gioia
• James Thomas Gioia