Michael James Tobin

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Current Employers

Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-05-26

CA RA
APPROVED

Since 2015-05-26

Branch Locations

San Diego, CA • United States

690 Lee Road, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hartford Funds Distributors, Llc	Wayne	PA	06/2013	Present
Hartford Funds Management Company, Llc	Wayne	PA	05/2015	Present

06/2013 → Present

Hartford Funds Distributors, Llc

Wayne, PA
05/2015 → Present

Hartford Funds Management Company, Llc

Wayne, PA

Previous Registrations

2010-11-10 → 2013-06-24

Lpl Financial Llc

San Diego, CA
2010-08-23 → 2010-10-18

Invesco Advisers, Inc.

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-19
S63	Uniform Securities Agent State Law Examination	1992-10-23

S65 Uniform Investment Adviser Law Examination

2010-08-19
S63 Uniform Securities Agent State Law Examination

1992-10-23

Other Names

Michael J Tobin

View on SEC IAPD

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