Ronnie John Soto

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 04/2018
  U.S. Bancorp Investments, Inc.
  Salem, OR
• 04/2018 → 12/2020
  Mufg Union Bank N.A.
  Salem, OR
• 04/2018 → 12/2020
  Unionbanc Investment Services Llc
  Salem, OR
• 12/2020 → Present
  Cetera Advisors Llc
  Salem, OR
• 12/2020 → 09/2024
  Directions Wealth Management
  Salem, OR
• 03/2023 → Present
  Ronnie J Soto, Llc
  Salem, OR
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2025 → Present
  Plan With Clearpath
  Salem, OR
• 05/2025 → Present
  Clearpath Financial Strategies
  Salem, OR

Previous Registrations

• 2018-04-24 → 2020-12-02
  U.S. Bancorp Advisors, Llc
  Salem, OR
• 2014-02-10 → 2018-04-19
  U.S. Bancorp Investments, Inc.
  Salem, OR
  Salem, OR
  Salem, OR
  Salem, OR
  Salem, OR
  Salem, OR
  Keizer, OR
• 2009-11-23 → 2014-02-04
  Wells Fargo Clearing Services, Llc
  Salem, OR
• 2009-01-16 → 2009-11-11
  Waddell & Reed
  Salem, OR

Other Businesses

1. NAME OF OTHER BUSINESS: RONNIE J SOTO, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC FOR TAX PURPOSES; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: LLC CREATED FOR TAX PURPOSES - SOLE SHAREHOLDER; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: PLAN WITH CLEARPATH, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 31, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: CLEARPATH FINANCIAL STRATEGIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 31, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2008-08-01
• S63 Uniform Securities Agent State Law Examination
  1992-02-14

Other Names

• Ronnie John Soto
• Ronnie John Soto
• Ronnie Soto
• Ronnie Alex Soto
• Ron Soto