Mark Allan Schwab

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1990 → Present
  Mark A Schwab & Associates Inc
  Palm City, FL
• 03/2011 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Palm City, FL

Previous Registrations

• 2017-01-20 → 2018-02-15
  Invest Financial Corporation
  Alpharetta, GA
  Palm City, FL
  Appleton, WI

Other Businesses

1. 5/25/2018 - MARK A. SCHWAB & ASSOCIATES, INC - Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - SOLE OWNER/PRESIDENT - Start Date: 12/01/1990 - 200 Hours Per Month/130 Hours During Securities Trading - PENSION CONSULTING AND ADMINISTRATION.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-05-24
• S65 Uniform Investment Adviser Law Examination
  2017-01-18

Other Names

• Mark Allen Schwab