Michael Patrick Costelloe

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2019-12-02
TX	RA	APPROVED	2019-11-25

NV RA
APPROVED

Since 2019-12-02
TX RA
APPROVED

Since 2019-11-25

Branch Locations

16520 Wedge Parkway Suite 300, Reno, NV 89511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
H. Beck, Inc.	Rockville	MD	06/2009	11/2019
Lpl Financial	Reno	NV	11/2019	Present

06/2009 → 11/2019

H. Beck, Inc.

Rockville, MD
11/2019 → Present

Lpl Financial

Reno, NV

Previous Registrations

2009-06-15 → 2019-12-10

Grove Point Investments, Llc

Rockville, MD

Reno, NV
2006-10-19 → 2009-06-26

Transamerica Financial Advisors, Llc

Reno, NV

Las Vegas, NV

Reno, NV
1994-03-09 → 2006-09-05

Waddell & Reed

Reno, NV

Minden, NV

Carson City, NV

Spring Creek, NV

Other Businesses

1)03/2008 - General - MICHAEL P COSTELLOE - 0% - INVESTMENT RELATED - RENO, NV 89502 2)05/1990 - Non-Variable Insurance - COSTELLOE FINANCIAL - 10% - INVESTMENT RELATED - RENO, NV 89502 3)04/2017 - DBA for LPL Business (entity for LPL business) - COSTELLOE FINANCIAL - INVESTMENT RELATED - RENO, NV 89502 4) 10/12/2020 - Truckee Meadows Community College - Not Investment Related - 5270 Neil Rd. Reno, NV 89502 - Outside/W-2 Employment - Instructor - Start Date: 10/9/2009 - 2 Hours Per Month/0 Hours During Securities Trading - Teach a retirement planning class.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-07
S63	Uniform Securities Agent State Law Examination	1990-05-18

S65 Uniform Investment Adviser Law Examination

1998-07-07
S63 Uniform Securities Agent State Law Examination

1990-05-18

Designations

View on SEC IAPD