Weston Alan Pollock

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 06/2025
  Smith Anglin Financial, Llc
  Dallas, TX
• 08/2007 → 02/2019
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 06/2025 → Present
  Hightower Advisors, Llc
  Dallas, TX

Previous Registrations

• 2007-08-17 → 2025-07-30
  Smith Anglin Financial, Llc
  Dallas, TX
• 2006-01-20 → 2007-08-21
  Avantax Advisory Services
  Dallas, TX

Other Businesses

1) WESTON POLLOCK, NON-INVESTMENT RELATED, GROUP INSURANCE, SOLE PROPRIETOR.

Exams

• S66 Uniform Combined State Law Examination
  2002-04-01