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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-03 |
| NY | RA | APPROVED | 2021-07-14 |
Branch Locations
370 Lexington Avenue Suite 806, New York, NY 10017 • United States
6 Gordon Avenue, Lawrenceville, NJ 08648 • United States
10 Cuttermill Road Suite 302, Great Neck, NY 11021 • United States
East Williston, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boces | Westbury | NY | 10/1984 | 09/2016 |
| Cboa | Centerville | MA | 10/1992 | 09/2016 |
| National Planning Corporation | Great Neck | NY | 05/2000 | 10/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | Present |
| Paris International Corporation | Great Neck | NY | 10/2017 | Present |
1. Fixed insurance sales; Located at 10 Cuttermill Road, Suite 302, Great Neck, NY 11021; As of 10/16/2017; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Basketball Evaluator; East Coast Basketball Conference; as of 11/18/2019; located at East Williston, NY; approximately 0% time spent during business hours; not conducted at branch location; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-11 |
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