William Blair Ashworth

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → 09/2020
  Securities Service Network, Inc.
  Brea, CA
• 09/2020 → 06/2024
  Securities America, Inc.
  Placentia, CA
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Placentia, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Placentia, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Placentia, CA

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Anaheim, CA
  Placentia, CA
• 2003-09-24 → 2020-09-18
  Ssn Advisory, Inc.
  Anaheim, CA
• 2001-10-23 → 2003-06-17
  Wells Fargo Clearing Services, Llc
  Anaheim, CA

Other Businesses

1. Blair & Shelley Ashworth Enterprises -01/2018 - NIR - Direct sales with Young Living Essential Oils sole proprietorship with my wife Shelley - Talking to people about the benefits of non-toxic lifestyle using essential oils, selling essential oils and related products through Young Living Essential Oils. - Sole Prop - 0 hrs/mo trading 2. YOUNG LIVING ESSENTIAL OILS POSITION: Support to my wife NATURE: My wife has an essential oils business and I am her partner. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2018 ADDRESS: 1036 Rashford Dr, Placentia CA 92870 DESCRIPTION: Support my wife in her home-based business. 3. DBA - Cornerstone Consulting 4. RENTAL POSITION: Owner NATURE: I own a rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2006 ADDRESS: 1413 E. Evans Ln, Placentia CA 92870 DESCRIPTION: My first home I purchased, I kept it as a rental when I bought my current home in 2006. 5. ADVISORY POSITION: Advisor NATURE: SA Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/19/2021 ADDRESS: 1036 Rashford Dr, Placentia CA 92870, United States DESCRIPTION: I am licensed but do not currently have any advisory clients. 6. ASHWORTH POOL CARE POSITION: Owner/Operator NATURE: Service and repair business for swimming pools and spas. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2012 ADDRESS: 1036 Rashford Dr, Placentia CA 92870, United States DESCRIPTION: Customer service, accounting duties for the business, bidding jobs, route scheduling, service, and repairs.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-04-03
• S65 Uniform Investment Adviser Law Examination
  1996-04-16

Other Names

• William B Ashworth
• W. Blair Ashworth