Jeffrey Mark Scott

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2020-03-25

IL RA
APPROVED

Since 2020-03-25

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	06/2010	Present
First Trust Advisors Lp	Wheaton	IL	06/2010	Present

06/2010 → Present

First Trust Portfolios L.P.

Wheaton, IL
06/2010 → Present

First Trust Advisors Lp

Wheaton, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-07-05

S63 Uniform Securities Agent State Law Examination

1994-07-05

Designations

Chartered Financial Analyst

View on SEC IAPD

Employer firm

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Exams

Designations

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Nearby Investors

Nearby Offices

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